HC
Hugo H. Chan
KCLLC
Alhambra, CA 91801
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CRD#: 6888206
HC
Professional summary
Hugo Hiu Fung Chan is a registered financial advisor currently at KCLLC located in Alhambra, California.
Hugo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Hugo has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hugo Chan has been a director of both Kingsferry Capital Management Group Limited ("KCMG") and Kingsferry Classic Value Fund I Ltd. ("KCVF") since their incorporation. Hugo also serves as the Chief Investment Officer ("CIO") at KCMG. - KCMG is an approved investment manager business under the British Virgin Islands Financial Services Commission. KCMG was incorporated on April 25, 2016 and is registered at 3076 Sir Francis Drake's Highway, Road Town, Tortola, British Virgin Islands. - KCVF is a private fund exempt from registration as an investment company under the Investment Company Act of 1940. KCVF was incorporated on April 28, 2016 and is registered at 3076 Sir Francis Drake's Highway, P.O. Box 3463, Road Town, Tortola, British Virgin Islands. - Hugo Chan typically devotes approximately 120 hours per month on both KCMG and KCVF. - Hugo Chan typically devotes approximately 5 hours per day during securities trading hours on both KCMG and KCVF. - Hugo Chan serves as the CIO at KCMG, which is the investment manager of KCVF. As CIO, he is responsible for overseeing the overall management of fund portfolios, making investment decisions, and ensuring investment activities align with fund objectives and risk tolerance.
CRS (Client Relationship Summary) - RIA
Click below to view Hugo Hiu Fung Chan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2018 - Present
KCLLC
Office #1: 1525 S. Garfield Avenue, Alhambra, CA 91801RIA
CRD#: 291522
Alhambra, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/14/2018)
Current Firm
KC
KCLLC
KCLLC | KINGSFERRY CAPITAL LLC | KINGSFERRY CAPITAL
CRD#: 291522 / SEC#:
California
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Contact information
Main Address
1525 S. Garfield Avenue, Alhambra, CA 91801
Mailing Address
Phone number
(213) 348-6013
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 18,306,648 |
Red Flags
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