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KT

Kevin J. Thomas

GOLDMAN SACHS WEALTH SERVICES, L.P.
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 6888181
KT
Kevin Jarrell ThomasGOLDMAN SACHS WEALTH SERVICES, L.P.

Professional summary

Kevin Jarrell Thomas, who also goes by Kevin J Thomas, Kevin Jarrell Thomas, Kevin Thomas, is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in Newport Beach, California and GOLDMAN SACHS & CO. LLC located in Newport Beach, California.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kevin has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Aliases

Kevin J Thomas | Kevin Jarrell Thomas | Kevin Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Owner of C. Suite Studios, a holding company for personal artistic projects. Activity will take place from Santa Ana, CA. Organization is not primarily engaged in investment-related activity. Start Date: November 01, 2019. Twenty hours per month. Duties include general management of the company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Jarrell Thomas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 2026 - Present

GOLDMAN SACHS WEALTH SERVICES, L.P.

Office #1: 4000 Macarthur Blvd 10th Floor , Newport Beach, CA 92660
RIA
CRD#: 106693
NEWPORT BEACH, CA
Current

June 23, 2026 - Present

GOLDMAN SACHS & CO. LLC

Office #1: 4000 Macarthur Blvd 10th Floor, Newport Beach, CA 92660
RIA
BD
CRD#: 361
NEWPORT BEACH, CA
Past

October 20, 2023 - October 24, 2025

ALTRUIST FINANCIAL LLC

BD
CRD#: 299274
CULVER CITY, CA
Past

February 23, 2022 - August 30, 2023

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
Plano, TX
Past

February 2, 2022 - August 30, 2023

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
Plano, TX
Past

August 10, 2018 - April 29, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Westlake, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.

CRD#: 106693 / SEC#: 801-48238

RIA
Registered Investment Advisory firm - (12/9/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/23/2026)
IAR
California
(8/14/2026)
RR
New York
(6/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/14/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/22/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/31/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/2018
General Securities Representative Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
SRO Registrations
RR
Texas Stock Exchange LLC

Current Firm

GS
GOLDMAN SACHS WEALTH SERVICES, L.P.
GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.

CRD#: 106693 / SEC#: 801-48238

RIA
Registered Investment Advisory firm - (12/9/1994 Approved)
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Contact information

Main Address
100 Coliseum Drive, Cohoes, NY 12047
Mailing Address
P.o. Box 15201, Albany, NY 12212
Phone number
(518) 886-4000
Established
Firm type
Fiscal year end
# of Employees
1,809

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GOLDMAN SACHS WEALTH SERVICES, L.P. FORM ADV PART 2A (7/1/2025)
GOLDMAN SACHS WEALTH SERVICES, L.P. FORM ADV PART 2A - APPENDIX 1 (7/1/2025)

Regulatory assets under management

Total Number of Accounts33,477
AUM (Assets Under Management)$ 25,958,285,000

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2025
Cover Page
Report
09/25/2024
Cover Page
Report
11/17/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOLDMAN SACHS WEALTH SERVICES, L.P.

CRD#: 106693Newport Beach, CA 92660

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