Brian M. Kichton
Professional summary
Brian Mark Kichton, who also goes by Brian Mark Kichton, Brian M Kichton, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Atlanta, Georgia and INVESCO DISTRIBUTORS, INC. located in Atlanta, Georgia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Brian has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Mark Kichton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2025 - Present
INVESCO ADVISERS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309January 13, 2025 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309May 25, 2022 - December 16, 2024
AMUNDI ASSET MANAGEMENT US, INC.
March 8, 2022 - December 16, 2024
AMUNDI DISTRIBUTOR US, INC.
April 30, 2019 - May 6, 2019
AGES FINANCIAL SERVICES, LTD.
February 22, 2018 - December 5, 2019
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 8/25/2023
General Securities Representative ExaminationSeries 6TO
Date: 3/7/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
