Jonathan Duncan
Professional summary
Jonathan Duncan is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Powell, Ohio and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jonathan has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Duncan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
June 30, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111January 21, 2020 - June 20, 2022
NATIONWIDE INVESTMENT ADVISORS, LLC
February 9, 2018 - June 20, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2022)
(6/20/2025)
(6/30/2022)
(7/1/2022)
(6/30/2022)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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