Tanner C. Castle

BENTOAK CAPITAL

Lubbock, TX 79401

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CRD#: 6887990

Professional summary

Tanner C Castle, CFP®, who also goes by Tanner Cole Castle, is a registered financial advisor currently at BENTOAK CAPITAL located in Lubbock, Texas.

Tanner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Tanner has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tanner Cole Castle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) 09/2022 - Texas Tech Personal Financial Planning Alumni Advisory Board - Non-Profit Board Member - Not Investment Related - Lubbock TX - 5 Hours/Month, 0 Hours During Securities Trading. 2.) 01/2025 - Tanner Castle Music - Musician - Not Investment Related - Lubbock TX - 1 Hour/Month, 0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner C Castle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

February 12, 2024 - Present

BENTOAK CAPITAL

Office #1: 611 University Ave #220, Lubbock, TX 79401

RIA

CRD#: 173563

Lubbock, TX

Past

October 23, 2023 - December 20, 2024

LPL FINANCIAL LLC

CRD#: 6413

LUBBOCK, TX

Past

January 8, 2018 - May 31, 2023

LEE FINANCIAL COMPANY, LLC

RIA

CRD#: 105910

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENTOAK CAPITAL

CRD#: 173563 / SEC#: 801-80598

RIA

Registered Investment Advisory firm - (11/25/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/20/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/8/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/23/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/17/2023

Securities Industry Essentials Examination

Current Firm

BENTOAK CAPITAL

CRD#: 173563 / SEC#: 801-80598

RIA

Registered Investment Advisory firm - (11/25/2014 Approved)

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Contact information

Main Address

201 Ft. Worth Hwy., Weatherford, TX 76086

Mailing Address

Phone number

(817) 550-6750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GARRETT WEALTH ADVISORY GROUP - WRAP FEE BROCHURE (9/23/2025)

GARRETT WEALTH ADVISORY GROUP DISCLOSURE BROCHURE (9/23/2025)

Regulatory assets under management

Total Number of Accounts	1,769
AUM (Assets Under Management)	$ 803,657,019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tanner C. Castle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanner C Castle's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LEE FINANCIAL COMPANY, LLC

Primary Firm SEC Registration

BENTOAK CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 11/20/2023

Series 65

Date: 1/8/2018

Series 7TO

Date: 10/23/2023

SIE

Date: 7/17/2023

Current Firm

BENTOAK CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BENTOAK CAPITAL

TRUST BUT VERIFY

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