Lucia V. Abramzon Helman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucia Veronica Abramzon Helman, who also goes by Lucia Veronica Abramzon, was a registered financial professional .
Lucia is a previously registered financial professional and started their career in finance in 2017. Lucia had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2017 - December 7, 2023
BOREAL CAPITAL SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOREAL CAPITAL SECURITIES LLC
CRD#: 158599 / SEC#: , 8-68910
Contact information
FINRA licenses (15 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
