David A. Hartman

WRW WEALTH ADVISORS

SHERMAN OAKS, CA 91403

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CRD#: 6887838

Professional summary

David Alan Hartman is a registered financial advisor currently at WRW WEALTH ADVISORS located in Sherman Oaks, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Employee of CPA firm Wishnow, Ross, Warsavsky & Company 15260 Ventura Boulevard, Suite 1910 Sherman Oaks, California 91403 Started in July 1986 and still employed full time - 40 hours per week Accounting and tax services Not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Hartman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2025 - Present

WRW WEALTH ADVISORS

Office #1: 15260 Ventura Boulevard Suite 1910, Sherman Oaks, CA 91403

RIA

CRD#: 291611

SHERMAN OAKS, CA

Past

February 6, 2018 - December 31, 2024

WRW WEALTH ADVISORS

RIA

CRD#: 291611

ENCINO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2017

Uniform Investment Adviser Law Examination

Current Firm

WRW WEALTH ADVISORS

CRD#: 291611 / SEC#:

California

Registered Investment Advisory firm - (2/5/2025 Approved)

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Contact information

Main Address

15260 Ventura Boulevard Suite 1910, Sherman Oaks, CA 91403

Mailing Address

Phone number

(818) 479-4017

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Hartman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Hartman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WRW WEALTH ADVISORS

WRW WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2017

Current Firm

WRW WEALTH ADVISORS

Contact information

Documents

Red Flags

Company Information

WRW WEALTH ADVISORS

TRUST BUT VERIFY

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