Maria M. Lujan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Manuela Lujan, who also goes by Maria Manuela Lujan, Maria Manuela Rios, Maria Manuela Rios Nava, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 2021. Maria had worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2024 - May 1, 2025
BALANCED SECURITY PLANNING, INC.
January 23, 2021 - January 29, 2024
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/22/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
BALANCED SECURITY PLANNING, INC.
CRD#: 4038 / SEC#: , 8-14842
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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