LS
Lauren J. Sercu
SORENSON IMPACT ADVISORY
Salt Lake City, UT 84121
Some features on this profile are disabled
CRD#: 6887660
LS
Professional summary
Lauren Jane Sercu, CFA, who also goes by Lauren Jane Buchanan, is a registered financial advisor currently at SORENSON IMPACT ADVISORY located in Salt Lake City, Utah.
Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Lauren has worked at 2 firms and has passed the Series 3 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lauren Jane Buchanan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Castilleja School; investment-related; 1310 Bryant Street, Palo Alto, CA, 94301; educational organization; Investment Committee Member; no relationship with Sorenson Impact Advisory; start date: 09/01/2018; 1 hour per month; 0 hours during trading, volunteer capacity; attends quarterly investment committee meetings to oversee school endowment. (2) Ethic Inc.; investment-related; 250 West Broadway, 5th Floor, New York, NY, 10013; sustainable investment platform; Advisory Council Member; Sorenson Impact Advisory has $20 million in AUM with Ethic, Inc.; start date: 08/02/2021; 3 hours per month; 0 hours during trading; volunteer capacity, strategizes business expansion. (3) Firework Ventures, LPAC; investment-related; 440 Walsh Road, Atherton, CA, 94027, venture capital fund; Committee Member; Various clients of Sorenson Impact Advisory are invested in Firework Ventures; start date: 12/01/2021; 5 hours per month; 0 hours during trading; volunteer capacity; provides guidance and serves as a reference as business scales. (4) Sorenson Impact Foundation; investment-related; 2755 E Cottonwood Parkway, 500, Salt Lake City, UT, 84121; charitable grant-making organization; Investment Committee Member; start date: 09/01/2021; 3 hours per month; 0 hours during trading; volunteer capacity; attends quarterly investment committee meetings to vote for approval on grants and program-related investments. (5) Urban Innovation Fund, LPAC; investment-related; 170 Columbus Ave, Suite 240, San Francisco, CA, 94133; venture capital fund; Committee Member; start date: 06/01/2018; 1 hour per month. 0 hours during trading; volunteer capacity; attends 2-3 committee meetings per year to advise general partners on fund management, asset allocation, and business growth.
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Jane Sercu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 19, 2023 - Present
SORENSON IMPACT ADVISORY
Office #1: 6330 S 3000 E - Suite 630, Salt Lake City, UT 84121RIA
CRD#: 324124
Salt Lake City, UT
Past
December 8, 2017 - June 24, 2022
SEPIO CAPITAL, LP
RIA
CRD#: 285645
Salt Lake City, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SORENSON IMPACT ADVISORY
SORENSON IMPACT | SORENSON IMPACT ADVISORY, LLC | SORENSON IMPACT ADVISORY
CRD#: 324124 / SEC#: 801-127087
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(1/19/2023)
Current Firm
SI
SORENSON IMPACT ADVISORY
SORENSON IMPACT | SORENSON IMPACT ADVISORY, LLC | SORENSON IMPACT ADVISORY
CRD#: 324124 / SEC#: 801-127087
RIA
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Contact information
Main Address
6330 S 3000 E - Suite 630, Salt Lake City, UT 84121
Mailing Address
Phone number
(801) 877-0915
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 232,838,630 |
Red Flags
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