Lauren J. Sercu

SORENSON IMPACT ADVISORY

Salt Lake City, UT 84121

CRD#: 6887660

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Professional summary

Lauren Jane Sercu, CFA, who also goes by Lauren Jane Buchanan, is a registered financial advisor currently at SORENSON IMPACT ADVISORY located in Salt Lake City, Utah.

Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Lauren has worked at 2 firms and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauren Jane Buchanan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Jane Sercu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 19, 2023 - Present

SORENSON IMPACT ADVISORY

Office #1: 6330 S 3000 E - Suite 630, Salt Lake City, UT 84121

RIA

CRD#: 324124

Salt Lake City, UT

Past

December 8, 2017 - June 24, 2022

SEPIO CAPITAL, LP

RIA

CRD#: 285645

Salt Lake City, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SORENSON IMPACT ADVISORY

SORENSON IMPACT | SORENSON IMPACT ADVISORY, LLC | SORENSON IMPACT ADVISORY

CRD#: 324124 / SEC#: 801-127087

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(1/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 9/6/2016

National Commodity Futures Examination

Current Firm

SORENSON IMPACT ADVISORY

SORENSON IMPACT | SORENSON IMPACT ADVISORY, LLC | SORENSON IMPACT ADVISORY

CRD#: 324124 / SEC#: 801-127087

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

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Contact information

Main Address

6330 S 3000 E - Suite 630, Salt Lake City, UT 84121

Mailing Address

Phone number

(801) 877-0915

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SORENSON IMPACT ADVISORY LLC - FORM ADV PART 2A (FINAL) (8/27/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 232,838,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lauren J. Sercu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Jane Sercu's CRS (Customer Relationship Summary).

Certified licenses

Experience

SORENSON IMPACT ADVISORY

SEPIO CAPITAL, LP

Primary Firm SEC Registration

SORENSON IMPACT ADVISORY

State Registrations and Notice Filings

Exams

Series 3

Date: 9/6/2016

Current Firm

SORENSON IMPACT ADVISORY

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SORENSON IMPACT ADVISORY

TRUST BUT VERIFY

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