Samuel G. Stanton

INFLECTION CAPITAL MANAGEMENT

Portsmouth, NH 03801-4050

Some features on this profile are disabled

CRD#: 6887399

Professional summary

Samuel Gordon Stanton, who also goes by Sam Gordon Stanton, is a registered financial advisor currently at INFLECTION CAPITAL MANAGEMENT, LLC located in Portsmouth, New Hampshire.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Samuel has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Gordon Stanton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Oglethorpe Collective, LLC ("TOC-23"): Investment-related, 18 Shipyard Drive #2a, Hingham, MA 02043 DBA for Inflection Capital Management, LLC, Director of Wealth Strategy, 03/2025- present, 120 hours/month during trading hours. 2) 3STEP Sports, LLC: not investment-related, 500 Unicorn Park Dr., Floor 5, Woburn, MA 01801, Youth Lacrosse Coach, 09/2024-present, 20-30 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Gordon Stanton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2025 - Present

INFLECTION CAPITAL MANAGEMENT, LLC

Office #1: 155 Fleet Street, Portsmouth, NH 03801-4050

RIA

CRD#: 333157

Portsmouth, NH

Past

December 6, 2023 - February 20, 2025

LAKE STREET ADVISORS

RIA

CRD#: 288300

PORTSMOUTH, NH

Past

January 23, 2020 - October 24, 2023

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

November 4, 2019 - October 24, 2023

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INFLECTION CAPITAL MANAGEMENT, LLC

INFLECTION CAPITAL MANAGEMENT, LLC | THE OGLETHORPE COLLECTIVE, LLC ("TOC-23") | INFLECTION CM

CRD#: 333157 / SEC#: 801-131299

RIA

Registered Investment Advisory firm - (11/7/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/14/2025)

IAR

Massachusetts
(7/21/2025)

IAR

New Hampshire
(7/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/4/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/10/2019

Securities Industry Essentials Examination

Current Firm

INFLECTION CAPITAL MANAGEMENT, LLC

INFLECTION CAPITAL MANAGEMENT, LLC | THE OGLETHORPE COLLECTIVE, LLC ("TOC-23") | INFLECTION CM

CRD#: 333157 / SEC#: 801-131299

RIA

Registered Investment Advisory firm - (11/7/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 Sansome Street Suite 1400, San Francisco, CA 94104-4436

Mailing Address

Phone number

(415) 805-8682

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INFLECTION CAPITAL MANAGEMENT FORM ADV PART 2A (OCTOBER 2025) (10/31/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 188,452,825

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Habig

MORGAN STANLEY

IAR

Rye, NH

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Samuel G. Stanton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Gordon Stanton's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFLECTION CAPITAL MANAGEMENT, LLC

LAKE STREET ADVISORS

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

Primary Firm SEC Registration

INFLECTION CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2020

Series 7TO

Date: 11/4/2019

SIE

Date: 9/10/2019

Current Firm

INFLECTION CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INFLECTION CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors