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Alex Christian Alston

ROSE WEALTH
LONGVIEW, TX
·CRD# 6887193·8 years experience

Professional Summary

Alex Christian Alston, who also goes by Alex Alston, is a registered financial advisor currently at ROSE WEALTH, LLC located in Longview, Texas. Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Alex has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Alston

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

ROSE WEALTH, LLC·CRD# 334740
RIA
1. 305 West Loop 281 Suite 101, Longview, TX 756052. 7103 82nd Street, Lubbock, TX 79424
April 11, 2025 - Present
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Tyler, TX
August 30, 2023 - December 10, 2024
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Tyler, TX
August 22, 2023 - December 10, 2024
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Plano, TX
February 23, 2018 - November 19, 2020
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Plano, TX
January 26, 2018 - November 19, 2020

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Current Firm

RW
ROSE WEALTH, LLC

ROSE WEALTH | ROSE WEALTH, LLC | ROSE WEALTH ADVISERS, LLC

CRD#: 334740
Texas
Registered Investment Advisory firm - Texas (4/11/2025 Approved)

Contact Information

Main Address

305 West Loop 281 Suite 101, Longview, TX 75605

Phone Number

(903) 331-0438

# of Employees

8

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

48

AUM (Assets Under Management)

$5,900,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE AGENT- INVESTMENT RELATED, LONGVIEW, TEXAS, INSURANCE SALES, AGENT, 2009, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS. 2) NU TECH WATER LLC - NOT INVESTMENT RELATED; VISTA, CALIFORNIA; WATER FILTER SALES; OWNER. 3) HIGH STAY COLLECTION HOMES LLC, NOT INVESTMENT RELATED; LONGVIEW, TEXAS; RESIDENTIAL BUILDING AND SALE; CO-OWNER; DEVOTES LESS THAN 5% OF TIME PER MONTH ON THE ACTIVITY.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(4/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2018About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2018About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Alex Christian Alston's CRS (Customer Relationship Summary).

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