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Joseph P. Stabler

CLARION PARTNERS SECURITIES
New York, NY 10010
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CRD#: 6886387
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Professional summary


Joseph Penn Stabler, who also goes by Joseph P Stabler, is a registered financial professional currently at CLARION PARTNERS SECURITIES, LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2018. Joseph has worked at 1 firm and has passed the SIE, Series 7 and Series 24 exams.

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Question & Answer


Are you a "fiduciary"?
No

Aliases


Joseph P Stabler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joseph Penn Stabler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 3, 2018 - Present

CLARION PARTNERS SECURITIES, LLC

Office #1: One Madison Avenue 14th Floor, New York, NY 10010Office #2: One Madison Avenue 14th Floor, New York, NY 10010
BD
CRD#: 166384
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CP
CLARION PARTNERS SECURITIES, LLC
CLARION PARTNERS SECURITIES, LLC

CRD#: 166384 / SEC#: , 8-69204

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
One Madison Avenue 14th Floor, New York, NY 10010
Mailing Address
One Madison Avenue 14th Floor, New York, NY 10010
Phone number
(212) 883-2500
Established
Delaware since 10/15/2012
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CLARION PARTNERSMANAGING MEMBER108803
ANDERSON, EVANS KEPHARTCHIEF EXECUTIVE OFFICER7360699
PATTEN, DEIRDRE MARIANCHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL FINANCIAL OFFICER1357509
SILK, BARBARAASSISTANT TREASURER6697872
STABLER, JOSEPH PENNSECRETARY6886387

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CLARION PARTNERS SECURITIES, LLC

CRD#: 166384New York, NY 10010

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