NW
Nicolas Waterhouse Hayward
SEAVIEW INVESTMENT MANAGERS LLC
Coral Gables, FL 33134
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CRD#: 6886346
NW
Professional summary
Nicolas Waterhouse Hayward is a registered financial advisor currently at SEAVIEW INVESTMENT MANAGERS LLC located in Coral Gables, Florida.
Nicolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nicolas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Senior Associate at Berkeley Research Group (BRG) since March 2023. BRG is a global consulting firm that helps leading organizations advance in the fields of corporate finance; economics, disputes, and investigations; and performance improvement. This is a non-investment related business. The Sr. Associate works in the transaction advisory group, doing financial due diligence for companies during the M&A process, providing quality of earnings reviews, buy- and sell-side financial due diligence, synergy validation, carve-out transactions, and finance department integration. 40 hours per week are dedicated to this business including during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Nicolas Waterhouse Hayward's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2024 - Present
SEAVIEW INVESTMENT MANAGERS LLC
Office #1: 2 Alhambra Plaza Suite 802, Coral Gables, FL 33134RIA
CRD#: 300155
Coral Gables, FL
Past
September 7, 2022 - March 9, 2023
SNOWDEN ACCOUNT SERVICES LLC
BD
CRD#: 149794
NEW YORK, NY
Past
October 11, 2021 - March 24, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEAVIEW INVESTMENT MANAGERS LLC
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS
CRD#: 300155 / SEC#: 801-114975
RIA
Registered Investment Advisory firm - (4/9/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SI
SEAVIEW INVESTMENT MANAGERS LLC
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS
CRD#: 300155 / SEC#: 801-114975
RIA
Registered Investment Advisory firm - (4/9/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Alhambra Plaza Suite 802, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 330-2332
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,613 |
| AUM (Assets Under Management) | $ 1,433,422,691 |
Red Flags
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Company Information
SEAVIEW INVESTMENT MANAGERS LLC
CRD#: 300155Coral Gables, FL 33134TRUST BUT VERIFY
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