Douglas Matt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Matt, who also goes by Douglas R Matt, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2019. Douglas had worked at 5 firms and has passed the Series 63, Series 82TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2025 - June 12, 2026
AUGMENT CAPITAL, LLC
May 22, 2024 - October 21, 2025
ALTITUDE CAPITAL GROUP LLC
January 3, 2024 - May 7, 2024
CEIBA FINANCIAL, LLC
September 29, 2020 - February 6, 2024
RAINMAKER SECURITIES, LLC
April 25, 2019 - February 18, 2021
EMERSON EQUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 4/25/2019
Limited Representative-Private Securities OfferingsCurrent Firm
AUGMENT CAPITAL, LLC
CRD#: 322519 / SEC#: , 8-70989
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
