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VM

Vanessa Medina

WHALEN FINANCIAL
Las Vegas, NV 89113
Some features on this profile are disabled
CRD#: 6885054
VM

Professional summary

Vanessa Medina is a registered financial advisor currently at WHALEN FINANCIAL located in Las Vegas, Nevada.

Vanessa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Vanessa has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vanessa Medina's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2025 - Present

WHALEN FINANCIAL

Office #1: 7160 Rafael Rivera Way Suite 220, Las Vegas, NV 89113
RIA
CRD#: 311869
Las Vegas, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WHALEN FINANCIAL
WHALEN ENTERPRISES INC. | WHALEN WEALTH MANAGEMENT INC. | WHALEN FINANCIAL

CRD#: 311869 / SEC#: 801-120102

RIA
Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(6/8/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/31/2025
Uniform Investment Adviser Law Examination

Current Firm

WF
WHALEN FINANCIAL
WHALEN ENTERPRISES INC. | WHALEN WEALTH MANAGEMENT INC. | WHALEN FINANCIAL

CRD#: 311869 / SEC#: 801-120102

RIA
Registered Investment Advisory firm - (1/4/2021 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
7160 Rafael Rivera Way Suite 220, Las Vegas, NV 89113
Mailing Address
Phone number
(702) 878-3900
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- WHALEN WEALTH MANAGEMENT INC. DBA WHALEN FINANCIAL (10/22/2025)

Regulatory assets under management

Total Number of Accounts834
AUM (Assets Under Management)$ 192,271,610

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WHALEN FINANCIAL

CRD#: 311869Las Vegas, NV 89113

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