Paul H. Dixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Harding Dixon JR was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1971. Paul had worked at 3 firms and has passed the Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 1988 - January 12, 2004
RPM LAND SALES, INC.
April 8, 1982 - October 14, 1987
DANNY THOMAS INVESTMENTS, INC.
April 15, 1980 - March 26, 1982
DANNY THOMAS INVESTMENTS, INC.
January 21, 1971 - October 15, 1978
DIVERSIFIED FINANCIAL SERVICES CORPORATION OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/12/1971
Registered Representative ExaminationCurrent Firm
RPM LAND SALES, INC.
CRD#: 21568 / SEC#: , 8-39046
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
