Tricia A. Mcdermott

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CRD#: 6884783

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tricia Anne Mcdermott, who also goes by Tricia Anne Woodman, was a registered financial professional .

Tricia is a previously registered financial professional and started their career in finance in 2018. Tricia had worked at 3 firms and has passed the Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tricia Anne Woodman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 2019 - April 9, 2024

MEEDER ASSET MANAGEMENT, INC.

RIA

CRD#: 105794

DUBLIN, OH

Past

January 30, 2019 - October 1, 2021

MEEDER DISTRIBUTION SERVICES, INC.

CRD#: 36773

DUBLIN, OH

Past

January 11, 2018 - January 29, 2019

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

DUBLIN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEEDER ASSET MANAGEMENT, INC.

MEEDER ASSET MANAGEMENT, INC | PUBLIC FUNDS ADMINISTRATOR | MEEDER INVESTMENT MANAGEMENT, INC. | MEEDER ASSET MANAGEMENT, INC.

CRD#: 105794 / SEC#: 801-9839

RIA

Registered Investment Advisory firm - (3/16/1974 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6TO

Date: 11/17/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/11/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MEEDER ASSET MANAGEMENT, INC.

MEEDER ASSET MANAGEMENT, INC | PUBLIC FUNDS ADMINISTRATOR | MEEDER INVESTMENT MANAGEMENT, INC. | MEEDER ASSET MANAGEMENT, INC.

CRD#: 105794 / SEC#: 801-9839

RIA

Registered Investment Advisory firm - (3/16/1974 Approved)

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Contact information

Main Address

6125 Memorial Drive, Dublin, OH 43017

Mailing Address

P. O. Box 7177, Dublin, OH 43017

Phone number

(866) 633-3371

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MEEDER ASSET MANAGEMENT, INC. - 2025 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	416
AUM (Assets Under Management)	$ 2,476,415,741

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/27/2024	Cover Page	Report
08/23/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tricia A. Mcdermott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MEEDER ASSET MANAGEMENT, INC.

MEEDER DISTRIBUTION SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MEEDER ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 6TO

Date: 11/17/2022

SIE

Date: 10/1/2018

Series 6

Date: 1/11/2018

Current Firm

MEEDER ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MEEDER ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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