Thomas J. Maxfield
Professional summary
Thomas Jeffrey Maxfield, who also goes by Thomas Maxfield, is a registered financial advisor currently at KOVITZ INVESTMENT GROUP PARTNERS, LLC located in Greenwood Village, Colorado.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Thomas has worked at 3 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Jeffrey Maxfield's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
KOVITZ INVESTMENT GROUP PARTNERS, LLC
Office #1: 6400 S. Fiddlers Circle Suite #100, Greenwood Village, CO 80111November 8, 2023 - April 3, 2025
TRANSFORM WEALTH, LLC
March 1, 2018 - August 16, 2023
NORTHERN TRUST SECURITIES, INC.
Primary Firm SEC Registration
KOVITZ INVESTMENT GROUP PARTNERS, LLC
CRD#: 282241 / SEC#: 801-107054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2025)
Exams
Current Firm
KOVITZ INVESTMENT GROUP PARTNERS, LLC
CRD#: 282241 / SEC#: 801-107054
Contact information
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38,915 |
| AUM (Assets Under Management) | $ 31,731,798,984 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 08/15/2024 | ||
| 07/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
