Nicolette M. Marotta
Professional summary
Nicolette M Marotta, who also goes by Nicolette Magel Marotta, Nicolette Marotta, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Nicolette is registered as a RR (Registered Representative) and started their career in finance in 2018. Nicolette has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicolette M Marotta's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2026 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave., New York, NY 10017October 25, 2019 - February 10, 2026
GOLDMAN SACHS & CO. LLC
May 23, 2018 - September 20, 2019
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2026)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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