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Christopher Thomas Schlesinger

PCF CAPITAL MARKETS
Boston, MA
·CRD# 6884351·8 years experience

Professional Summary

Christopher Thomas Schlesinger is a registered financial advisor currently at PCF CAPITAL MARKETS LLC located in Boston, Massachusetts. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

PCF CAPITAL MARKETS LLC·CRD# 290765
BD
1. 260 Franklin St, Boston, MA 021102. One Financial Center 21st Floor, Boston, MA 02111
May 8, 2018 - Present

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Current Firm

PC
PCF CAPITAL MARKETS LLC

PCF CAPITAL MARKETS LLC

CRD#: 290765 / SEC#: 8-70040
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Financial Center 21st Floor, Boston, MA 02111

Mailing Address

2016 Ocean Street Mail Box 5, Marshfield, MA 02050

Phone Number

(617) 367-0099

Established

Massachusetts since 02/09/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PROVIDENT HEALTHCARE PARTNERS LLCOWNER—
FLYNN, PETER FRANCISFINOP/CFO2655124
MCKEON, PATRICK WILLIAMCHIEF COMPLIANCE OFFICER3037902

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Massachusetts
(1/29/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2024About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Apr 2018About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Thomas Schlesinger's CRS (Customer Relationship Summary).

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