Heather M. Townsend

TOWNSEND FINANCIAL

Scottsdale, AZ

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CRD#: 6884113

Professional summary

Heather Marie Townsend, CFP®, who also goes by Heather Townsend, is a registered financial advisor currently at TOWNSEND FINANCIAL located in Scottsdale, Arizona.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Heather has worked at 1 firm .

Question & Answer

What are your service offerings?

Small Business Planning

Debt Management

Estate Planning

Investment Planning

Education Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Retirement Income Management

Retirement Planning

Budgeting

Tax Planning

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

Hourly

Investment Advice with Ongoing...

Retirement Planning & Distribu...

Women's Financial Planning Iss...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Heather Townsend

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Marie Townsend's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 26, 2018 - Present

TOWNSEND FINANCIAL

RIA

CRD#: 291000

Scottsdale, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/12/2018)

IAR

California
(3/19/2020)

IAR

Texas
(6/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TOWNSEND FINANCIAL

TOWNSEND FINANCIAL | TOWNSEND FINANCIAL, LLC

CRD#: 291000 / SEC#:

Arizona

Registered Investment Advisory firm - (10/12/2018 Approved)

California

Registered Investment Advisory firm - (3/19/2020 Approved)

Texas

Registered Investment Advisory firm - (6/4/2018 Conditional Restricted)

Washington

Registered Investment Advisory firm - (2/27/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(425) 505-5064

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	242
AUM (Assets Under Management)	$ 35,950,534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Heather M. Townsend

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Marie Townsend's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOWNSEND FINANCIAL

State Registrations and Notice Filings

Exams

Current Firm

TOWNSEND FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TOWNSEND FINANCIAL

TRUST BUT VERIFY

Contact information

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