AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
FS

Frances N. Stacy

TUTTLE WEALTH PARTNERS LLC
Clearwater, FL
Some features on this profile are disabled
CRD#: 6884035
FS

Professional summary

Frances Newton Stacy, who also goes by Frances Lynn Newton, is a registered financial advisor currently at TUTTLE WEALTH PARTNERS LLC located in Clearwater, Florida.

Frances is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Frances has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Frances Lynn Newton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frances Newton Stacy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2026 - Present

TUTTLE WEALTH PARTNERS LLC

RIA
CRD#: 338406
Clearwater, FL
Past

September 6, 2024 - February 4, 2026

CG ADVISORY SERVICES

RIA
CRD#: 110929
Clearwater, FL
Past

January 22, 2024 - August 1, 2024

OPTIMAL CAPITAL ADVISORS, LLC

RIA
CRD#: 144719
Tahoe City, CA
Past

January 25, 2018 - December 31, 2023

OPTIMAL CAPITAL ADVISORS, LLC

RIA
CRD#: 144719
Tahoe City, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TUTTLE WEALTH PARTNERS LLC
TUTTLE WEALTH | TUTTLE WEALTH PARTNERS LLC

CRD#: 338406 / SEC#: 801-134636

RIA
Registered Investment Advisory firm - (11/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(2/5/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/25/2018
Uniform Investment Adviser Law Examination

Current Firm

TW
TUTTLE WEALTH PARTNERS LLC
TUTTLE WEALTH | TUTTLE WEALTH PARTNERS LLC

CRD#: 338406 / SEC#: 801-134636

RIA
Registered Investment Advisory firm - (11/14/2025 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Riverside, CT
Mailing Address
Phone number
(888) 723-2821
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TUTTLE WEALTH PARTNERS ADV PART 2A BROCHURE (9/26/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TUTTLE WEALTH PARTNERS LLC

CRD#: 338406Clearwater, FL

TRUST BUT VERIFY

Monitor Frances Stacy

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.