Lindsey M. Wendler
Professional summary
Lindsey Marie Wendler, who also goes by Lindsey Wendler Frichment Mrs., is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Lindsey is registered as a RR (Registered Representative) and started their career in finance in 2018. Lindsey has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lindsey Marie Wendler's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2026 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave, New York, NY 10017December 15, 2021 - November 9, 2023
DRESNER INVESTMENT SERVICES, INC.
July 8, 2020 - December 20, 2021
SKYSTONE SECURITIES, LLC
April 2, 2020 - June 4, 2020
AVALON SECURITIES, LTD.
September 24, 2018 - February 7, 2020
DCF, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2026)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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