Amy R. Bouchard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy R Bouchard, who also goes by Amy Rebecca Bouchard, Amy Bouchard, Amy Magill Kenny, Amy Rebecca Magill, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2018. Amy had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2019 - January 15, 2020
TD AMERITRADE, INC.
February 25, 2019 - January 15, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 22, 2019 - January 15, 2020
TD AMERITRADE, INC.
July 2, 2018 - September 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2018 - September 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
