MC
Michael Cravath
STONE HOUSE INVESTMENT MANAGEMENT
Tunkhannock, PA 18657
Some features on this profile are disabled
CRD#: 6883535
MC
Professional summary
Michael Cravath is a registered financial advisor currently at STONE HOUSE INVESTMENT MANAGEMENT, LLC located in Tunkhannock, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Cravath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2020 - Present
STONE HOUSE INVESTMENT MANAGEMENT, LLC
Office #1: 80 West Tioga Street, Tunkhannock, PA 18657RIA
CRD#: 139410
Tunkhannock, PA
Past
April 9, 2018 - November 8, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SCRANTON, PA
Past
January 23, 2018 - November 8, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SCRANTON, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SH
STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.
CRD#: 139410 / SEC#: 801-106971
RIA
Registered Investment Advisory firm - (12/17/2015 Approved)New York
Registered Investment Advisory firm - (12/17/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(10/28/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SH
STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.
CRD#: 139410 / SEC#: 801-106971
RIA
Registered Investment Advisory firm - (12/17/2015 Approved)New York
Registered Investment Advisory firm - (12/17/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
80 West Tioga Street, Tunkhannock, PA 18657
Mailing Address
Phone number
(570) 836-7020
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,461 |
| AUM (Assets Under Management) | $ 669,913,449 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONE HOUSE INVESTMENT MANAGEMENT, LLC
CRD#: 139410Tunkhannock, PA 18657TRUST BUT VERIFY
Monitor Michael Cravath
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
