Samuel L. Goodfriend

WEALTHVALUES

HOUSTON, TX

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CRD#: 6883472

Professional summary

Samuel Lewis Goodfriend is a registered financial advisor currently at WEALTHVALUES, LLC located in Houston, Texas.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Samuel has worked at 2 firms and has passed the Series 65, Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Lewis Goodfriend's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2023 - Present

WEALTHVALUES, LLC

RIA

CRD#: 140004

HOUSTON, TX

Past

September 4, 2019 - April 1, 2021

EDWARD JONES

RIA

CRD#: 250

HOUSTON, TX

Past

August 12, 2019 - April 1, 2021

EDWARD JONES

CRD#: 250

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHVALUES, LLC

KK WEALTH ADVISORS | WEALTHVALUES, LLC | KK WEALTH ADVISORS, LLC

CRD#: 140004 / SEC#: 801-66449

RIA

Registered Investment Advisory firm - (3/21/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/11/2023)

IAR

Texas
(9/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/31/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/10/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/17/2019

Securities Industry Essentials Examination

Current Firm

WEALTHVALUES, LLC

KK WEALTH ADVISORS | WEALTHVALUES, LLC | KK WEALTH ADVISORS, LLC

CRD#: 140004 / SEC#: 801-66449

RIA

Registered Investment Advisory firm - (3/21/2006 Approved)

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Contact information

Main Address

303 Twin Dolphin Dr. Suite 600, Redwood City, CA 94065

Mailing Address

Phone number

(650) 941-5530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHVALUES, LLC - FORM ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 410,565,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel L. Goodfriend

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Lewis Goodfriend's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

WEALTHVALUES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2023

Series 66

Date: 8/31/2019

Series 7TO

Date: 8/10/2019

SIE

Date: 7/17/2019

Current Firm

WEALTHVALUES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHVALUES, LLC

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