Nicholes C. Baldwin
Professional summary
Nicholes Cain-jayshoun Baldwin, who also goes by Nicholes C Baldwin, Nick Baldwin, is a registered financial advisor currently at STONEPATH WEALTH MANAGEMENT located in Traverse City, Michigan.
Nicholes is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicholes has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholes Cain-jayshoun Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2024 - Present
STONEPATH WEALTH MANAGEMENT
Office #1: 134 W State Street Suite 200, Traverse City, MI 49684February 14, 2020 - December 31, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 15, 2019 - December 31, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 1, 2018 - October 21, 2019
CG ADVISORY SERVICES
Primary Firm SEC Registration
STONEPATH WEALTH MANAGEMENT
CRD#: 328977 / SEC#: 801-129202
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/2/2024)
(3/8/2024)
Exams
Series 7TO
Date: 2/14/2020
General Securities Representative ExaminationCurrent Firm
STONEPATH WEALTH MANAGEMENT
CRD#: 328977 / SEC#: 801-129202
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,100 |
| AUM (Assets Under Management) | $ 225,790,792 |
Red Flags
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