GK
Gregory T. Kelly
GRIFFITHS, DREHER & EVANS, P.S., CPAS
Spokane, WA 99206
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CRD#: 6882578
GK
Professional summary
Gregory Thomas Kelly, who also goes by Gregory Kelly, is a registered financial advisor currently at GRIFFITHS, DREHER & EVANS, P.S., CPAS located in Spokane, Washington.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Gregory has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory Kelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Griffiths, Dreher & Evans, PS, CPAs, non-investment related, 408 N Mullan Rd Spokane Valley, WA 99206, CPA firm, practitioner, 03/2017, 40 hrs/week, 20 hrs/week during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Thomas Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2017 - Present
GRIFFITHS, DREHER & EVANS, P.S., CPAS
Office #1: 408 N Mullan Rd, Spokane, WA 99206RIA
CRD#: 142448
Spokane, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GD
GRIFFITHS, DREHER & EVANS, P.S., CPAS
GRIFFITHS AND COMPANY, CPA, PS CORP | GRIFFITHS, DREHER & EVANS, PS, CPAS | GRIFFITHS, DREHER & EVANS, P.S., CPAS | GRIFFITHS WEALTH MANAGEMENT, LLC | GRIFFITHS AND COMPANY, PS
CRD#: 142448 / SEC#: 801-121376
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/4/2021 Terminated)Idaho
Registered Investment Advisory firm - (6/4/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)Washington
Registered Investment Advisory firm - (7/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(11/30/2017)
Current Firm
GD
GRIFFITHS, DREHER & EVANS, P.S., CPAS
GRIFFITHS AND COMPANY, CPA, PS CORP | GRIFFITHS, DREHER & EVANS, PS, CPAS | GRIFFITHS, DREHER & EVANS, P.S., CPAS | GRIFFITHS WEALTH MANAGEMENT, LLC | GRIFFITHS AND COMPANY, PS
CRD#: 142448 / SEC#: 801-121376
RIA
Registered Investment Advisory firm - (6/2/2021 Approved)California
Registered Investment Advisory firm - (7/4/2021 Terminated)Idaho
Registered Investment Advisory firm - (6/4/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)Washington
Registered Investment Advisory firm - (7/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
408 N Mullan Rd, Spokane, WA 99206
Mailing Address
Phone number
(509) 326-4054
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,574 |
| AUM (Assets Under Management) | $ 232,218,590 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
