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OS

Oliver Scott

XTX MARKETS
London, N1C 4DN
Some features on this profile are disabled
CRD#: 6882445
OS

Professional summary

Oliver Scott is a registered financial professional currently at XTX MARKETS LLC and XTX EXECUTION SERVICES LLC .

Oliver is registered as a RR (Registered Representative) and started their career in finance in 2018. Oliver has worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Oliver Scott's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2018 - Present

XTX MARKETS LLC

Office #1: R7 14-18 Handyside St., London, N1C 4DN
BD
CRD#: 289846
London,
Current

December 23, 2020 - Present

XTX EXECUTION SERVICES LLC

Office #1: R7 14-18 Handyside St., London, N1C 4DN
BD
CRD#: 309266
London,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/2/2018
Financial and Operations Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

XE
XTX EXECUTION SERVICES LLC
XTX EXECUTION SERVICES LLC

CRD#: 309266 / SEC#: , 8-70532

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
50 Hudson Yards 64th Floor, New York, NY 10001
Mailing Address
50 Hudson Yards 64th Floor, New York, NY 10001
Phone number
(212) 660-9930
Established
Delaware since 03/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
XTX HOLDINGS LLCSOLE MEMBER
BRINGUIER, ROBIN JEAN ROBERT MARIEHEAD OF U.S. OPERATIONS - PRINCIPAL OPERATIONS OFFICER7798550
POSTLETHWAITE, AILEEN LORELLECHIEF COMPLIANCE OFFICER5931575
SCOTT, OLIVERFINOP - PRINCIPAL FINANCIAL OFFICER6882445
SWANSON, ERIC JOHNCEO5224320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XTX EXECUTION SERVICES LLC

CRD#: 309266London, N1C 4DN

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