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Oliver Scott

XTX MARKETS
London,
·CRD# 6882445·8 years experience

Professional Summary

Oliver Scott is a registered financial advisor currently at XTX MARKETS LLC and XTX EXECUTION SERVICES LLC. Oliver is registered as a RR (Registered Representative) and started their career in finance in 2018. Oliver has worked at 2 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

XTX MARKETS LLC·CRD# 289846
BD
R7 14-18 Handyside St., London, N1C 4DN
February 2, 2018 - Present
XTX EXECUTION SERVICES LLC·CRD# 309266
BD
R7 14-18 Handyside St., London, N1C 4DN
December 23, 2020 - Present

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Current Firm

XE
XTX EXECUTION SERVICES LLC

XTX EXECUTION SERVICES LLC

CRD#: 309266 / SEC#: 8-70532
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

50 Hudson Yards 72nd Floor, New York, NY 10001

Mailing Address

50 Hudson Yards 72nd Floor, New York, NY 10001

Phone Number

(212) 660-9930

Established

Delaware since 03/17/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
XTX HOLDINGS LLCSOLE MEMBER—
BRINGUIER, ROBIN JEAN ROBERT MARIEHEAD OF U.S. OPERATIONS - PRINCIPAL OPERATIONS OFFICER7798550
POSTLETHWAITE, AILEEN LORELLECHIEF COMPLIANCE OFFICER5931575
SCOTT, OLIVERFINOP - PRINCIPAL FINANCIAL OFFICER6882445
SWANSON, ERIC JOHNCEO5224320

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2018About the Series 27 exam
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CRS (Client Relationship Summary) - BD

Click below to view Oliver Scott's CRS (Customer Relationship Summary).

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