SD
Samuel Deane
RORA WEALTH
Atlanta, GA
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CRD#: 6882384
SD
Professional summary
Samuel Deane is a registered financial advisor currently at RORA WEALTH, INC. located in Atlanta, Georgia.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Samuel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Samuel Deane the principal owner of a media entity, through which he is compensated for writing and public speaking. These outside business activities make up more than 20% of his time.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Deane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2021 - Present
RORA WEALTH, INC.
RIA
CRD#: 297568
Atlanta, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/4/2021)
IAR
Georgia(8/11/2021)
IAR
New York(8/4/2021)
Current Firm
RW
RORA WEALTH, INC.
DEANE FINANCIAL | RORA WEALTH, INC. | DEANE WEALTH MANAGEMENT, INC. | DEANE WEALTH MANAGEMENT | DEANE FINANCIAL PARTNERS, INC. | DEANE FINANCIAL PARTNERS
CRD#: 297568 / SEC#:
California
Registered Investment Advisory firm - (11/4/2021 Approved)Georgia
Registered Investment Advisory firm - (8/11/2021 Approved)New York
Registered Investment Advisory firm - (6/22/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Atlanta, GA
Mailing Address
Phone number
(404) 967-0727
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 13,745,179 |
Red Flags
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