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AM

Alexander J. May

ERNST & YOUNG CORPORATE FINANCE (CANADA)
Calgary, Alberta, T2P 1M4
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CRD#: 6882350
AM

Professional summary


Alexander Joseph May, who also goes by Alexander Joseph May-sieweke, is a registered financial professional currently at ERNST & YOUNG CORPORATE FINANCE (CANADA) INC. .

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2017. Alexander has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Alexander Joseph May-Sieweke

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alexander Joseph May's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 7, 2017 - Present

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

Office #1: Calgary City Centre 2200 - 215 2nd Street Sw, Calgary, Alberta, T2P 1M4
BD
CRD#: 126914
Calgary, Alberta,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(11/15/2024)
RR
California
(11/27/2018)
RR
Colorado
(1/26/2023)
RR
Connecticut
(11/29/2018)
RR
District of Columbia
(8/14/2023)
RR
Florida
(11/27/2018)
RR
Georgia
(5/27/2024)
RR
Illinois
(11/29/2018)
RR
Kentucky
(6/4/2025)
RR
Louisiana
(10/29/2024)
RR
Maryland
(11/17/2021)
RR
Massachusetts
(11/27/2018)
RR
Michigan
(3/15/2022)
RR
Minnesota
(3/15/2022)
RR
Missouri
(5/27/2024)
RR
New Jersey
(11/29/2018)
RR
New York
(11/27/2018)
RR
North Carolina
(8/14/2023)
RR
Ohio
(3/15/2022)
RR
Oklahoma
(5/27/2024)
RR
Pennsylvania
(11/27/2018)
RR
Rhode Island
(5/27/2024)
RR
Texas
(11/27/2018)
RR
Virginia
(12/15/2023)
RR
Washington
(12/20/2021)
RR
Wisconsin
(5/27/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 2/12/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


E&
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC. | EY CORPORATE FINANCE (CANADA)

CRD#: 126914 / SEC#: , 8-65929

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
100 Adelaide Street West, Ey Tower, Toronto, Ontario, M5H 0B3
Mailing Address
100 Adelaide Street West, Ey Tower Po Box 1, Toronto, Ontario, M5H 0B3
Phone number
(416) 943-3101
Established
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
EY ADVISORY SERVICES INC.PARENT
DUNN, KEVIN SHANEDIRECTOR5464609
IANNI, ANTHONYDIRECTOR/CHAIRMAN/FINOP4727825
MCMILLAN, BROCK MURRAYPRESIDENT5189976
ROY, SHARA NICOLEOFFICER (SECRETARY)7621988
SAVAGE, DOUGLAS ROBERTCHIEF COMPLIANCE OFFICER6526291

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

CRD#: 126914Calgary, Alberta, T2P 1M4

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