CG
Cody Gehman
STONEBRIDGE FINANCIAL GROUP
Wormleysburg, PA 17043
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CRD#: 6882334
CG
Professional summary
Cody Gehman is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP, LLC located in Wormleysburg, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Wormleysburg, Pennsylvania.
Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Cody has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Gehman Ventures LLC DBA GehmanCPA. 602 N Front St, Wormleysburg, PA 17043. Entity that owns a 5% stake in Stonebridge Financial Group. I am the sole member of the entity. I also prepare tax returns via my DBA GehmanCPA. The tax work is not a service of Stonebridge. Owner of Stonebridge Financial Group. 175 hrs/mo; all during trading hrs. Non investment related. 2) Girls on the Run Mid State PA Board - Treasurer. 123 N Enola Drive, Suite 1A, Enola, PA 17025. Girls on the Run offers programs designed to inspire girls of all abilities to recognize and embrace their inner strength and make meaningful connections with others. Treasurer on the board. 1 hr/mo; 0 during trading hrs. 3) Stonebridge Financial Group LLC. 602 N Front St, Wormleysburg, PA 17043. RIA. CCO. 175 hrs/mo; all during trading hrs. 4) Private Client Services, Investment Related; Wormleysburg, PA 17043; Sell financial products; Licensed Admin; 04/2024 Less than 10 hours per month all during trading hours. 5) Stambaugh Ness Wealth Management, LLC; Investment Related; York, PA; Chief Compliance Officer responsible for compliance/regulatory functions; 10/2024; Approximately 20 hours per month during trading hours 6) Stonebridge HR Solutions; Non-investment related; Wormleysburg, PA 17043; Director; reseller and service provider of Paycor payroll software; Approximately 20 hours per month during trading hours 7) SBFG Partners LLC. 602 N Front Street, Wormleysburg PA 17043. Entity owned by the same six principal owners of Stonebridge Financial Group. Entity owns a stake in an insurance agency called MPC Insurance Group LLC that offers health and financial security solutions, mostly Medicare plans, life insurance, annuities, and long-term care coverage. 1/6th partner in SBFG Partners LLC that owns a stake in MPC Insurance Group. I perform consultative work in the entity on operations and finances (accounting, banking, payroll). 10 hrs/mo; 2 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Cody Gehman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2024 - Present
STONEBRIDGE FINANCIAL GROUP, LLC
Office #1: 602 North Front Street, Wormleysburg, PA 17043RIA
CRD#: 327529
Wormleysburg, PA
Current
April 4, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 602 N Front St, Wormleysburg, PA 17043RIA
BD
CRD#: 120222
Wormleysburg, PA
Past
November 6, 2024 - September 30, 2025
STAMBAUGH NESS WEALTH MANAGEMENT LLC
RIA
CRD#: 333485
YORK, PA
Past
November 1, 2018 - December 31, 2023
OSAIC ADVISORY SERVICES, LLC
RIA
CRD#: 171070
Wormleysburg, PA
Past
November 1, 2018 - April 5, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Wormleysburg, PA
Past
February 9, 2018 - November 5, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
WORMLEYSBURG, PA
Past
January 17, 2018 - November 5, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
WORMLEYSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STONEBRIDGE FINANCIAL GROUP, LLC
AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC
CRD#: 327529 / SEC#: 801-129034
RIA
Registered Investment Advisory firm - (11/8/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Pennsylvania(1/2/2024)
RR
Pennsylvania(4/4/2024)
IAR
Texas(1/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STONEBRIDGE FINANCIAL GROUP, LLC
AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC
CRD#: 327529 / SEC#: 801-129034
RIA
Registered Investment Advisory firm - (11/8/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
602 North Front Street, Wormleysburg, PA 17043
Mailing Address
Phone number
(717) 736-7007
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,021 |
| AUM (Assets Under Management) | $ 1,831,293,279 |
Red Flags
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Company Information
STONEBRIDGE FINANCIAL GROUP, LLC
CRD#: 327529Wormleysburg, PA 17043TRUST BUT VERIFY
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