Michael T. Wells

TIDWELL WEALTH MANAGEMENT LLC

Rocklin, CA 95765

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CRD#: 6882107

Professional summary

Michael Thomas Wells is a registered financial advisor currently at TIDWELL WEALTH MANAGEMENT LLC located in Rocklin, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SROP 2, LLC, NON INVESTMENT RELATED, 2209 PLAZA DRIVE, ROCKLIN, CA 95765, MEMBER, PURCHASED BUILDING IN 2008, DEDICATE 3-4 HOURS PER MONTH. NONE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Wells's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2020 - Present

TIDWELL WEALTH MANAGEMENT LLC

Office #1: 2209 Plaza Drive Suite 200, Rocklin, CA 95765

RIA

CRD#: 309109

Rocklin, CA

Past

February 13, 2018 - October 13, 2020

PEAK INVESTMENT SOLUTIONS, LLC

RIA

CRD#: 134846

ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/12/2018

Uniform Investment Adviser Law Examination

Current Firm

TIDWELL WEALTH MANAGEMENT LLC

CRD#: 309109 / SEC#:

California

Registered Investment Advisory firm - (6/12/2020 Approved)

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Contact information

Main Address

2209 Plaza Drive Suite 200, Rocklin, CA 95765

Mailing Address

Phone number

(916) 784-1818

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	219
AUM (Assets Under Management)	$ 62,944,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael T. Wells

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Wells's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIDWELL WEALTH MANAGEMENT LLC

PEAK INVESTMENT SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/12/2018

Current Firm

TIDWELL WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TIDWELL WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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