Ivan J. Tidwell

TIDWELL WEALTH MANAGEMENT LLC

Rocklin, CA 95765

Some features on this profile are disabled

CRD#: 6882098

Professional summary

Ivan Jay Tidwell, CFP® is a registered financial advisor currently at TIDWELL WEALTH MANAGEMENT LLC located in Rocklin, California.

Ivan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Ivan has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SROP II, LLC, NON INVESTMENT RELATED, 2209 PLAZA DRIVE, ROCKLIN, CA 95765, MEMBER, BUILDING OWNERSHIP AND MANAGEMENT, 2020, DEDICATE 3-4 HOURS PER MONTH. NONE DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ivan Jay Tidwell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

June 12, 2020 - Present

TIDWELL WEALTH MANAGEMENT LLC

Office #1: 2209 Plaza Drive Suite 200, Rocklin, CA 95765

RIA

CRD#: 309109

Rocklin, CA

Past

December 14, 2017 - October 13, 2020

PEAK INVESTMENT SOLUTIONS, LLC

RIA

CRD#: 134846

ROSEVILLE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TIDWELL WEALTH MANAGEMENT LLC

CRD#: 309109 / SEC#:

California

Registered Investment Advisory firm - (6/12/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2209 Plaza Drive Suite 200, Rocklin, CA 95765

Mailing Address

Phone number

(916) 784-1818

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	219
AUM (Assets Under Management)	$ 62,944,997

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jesus Zepeda

PFS INVESTMENTS INC.

SACRAMENTO, CA

Kenneth Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

IAR

Granite Bay, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ivan J. Tidwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ivan Jay Tidwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIDWELL WEALTH MANAGEMENT LLC

PEAK INVESTMENT SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Current Firm

TIDWELL WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TIDWELL WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors