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Christopher A. Childs

PENOBSCOT INVESTMENT MANAGEMENT COMPANY
Boston, MA 02210
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CRD#: 6882026
CC

Professional summary


Christopher Alcorn Childs, CFA is a registered financial advisor currently at PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. located in Boston, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Christopher has worked at 3 firms .

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Chair, Investment Committee, Suffield Historical Society; Member, Board of Finance & Retirement, Town of Suffield; Executor & Trustee, family trusts

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher Alcorn Childs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

June 5, 2023 - Present

PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

Office #1: 155 Federal Street Suite 1602, Boston, MA 02210
RIA
CRD#: 105060
Boston, MA
Past

April 5, 2018 - December 31, 2022

PEOPLE'S UNITED ADVISORS, INC.

RIA
CRD#: 292454
Hartford, CT
Past

November 21, 2017 - March 31, 2020

PEOPLE'S SECURITIES, INC.

RIA
CRD#: 13704
HARTFORD, CT

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.
PENOBSCOT | PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. | PENOBSCOT INVESTMENT MANAGEMENT CO INC | PENOBSCOT INVESTMENT MANAGEMENT

CRD#: 105060 / SEC#: 801-31820

RIA
Registered Investment Advisory firm - (5/2/1988 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(6/5/2023)
IAR
Massachusetts
(6/14/2023)

Exams


Current Firm


PI
PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.
PENOBSCOT | PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. | PENOBSCOT INVESTMENT MANAGEMENT CO INC | PENOBSCOT INVESTMENT MANAGEMENT

CRD#: 105060 / SEC#: 801-31820

RIA
Registered Investment Advisory firm - (5/2/1988 Approved)
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Contact information


Main Address
155 Federal Street Suite 1602, Boston, MA 02210
Mailing Address
Phone number
(617) 227-3111
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/26/2025)

Regulatory assets under management


Total Number of Accounts796
AUM (Assets Under Management)$ 1,390,600,540

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025
Cover Page
10/24/2024
09/27/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.

CRD#: 105060Boston, MA 02210

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