Johnathan Laguerre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnathan Laguerre, who also goes by Jonathan Laguerre, was a registered financial professional .
Johnathan is a previously registered financial professional and started their career in finance in 2017. Johnathan had worked at 18 firms and has passed the Series 63, Series 65, Series 99TO, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2025 - September 18, 2025
FORESIDE GLOBAL SERVICES, LLC
October 10, 2024 - September 18, 2025
QUASAR DISTRIBUTORS, LLC
October 10, 2024 - September 18, 2025
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
October 10, 2024 - September 18, 2025
IMST DISTRIBUTORS, LLC
October 10, 2024 - September 18, 2025
FORESIDE FUNDS DISTRIBUTORS LLC
October 10, 2024 - September 18, 2025
FORESIDE FUND SERVICES, LLC
October 10, 2024 - September 18, 2025
FORESIDE FINANCIAL SERVICES, LLC
October 20, 2022 - May 2, 2023
MORGAN STANLEY
October 20, 2022 - May 2, 2023
MORGAN STANLEY
March 10, 2022 - September 30, 2022
KOVACK ADVISORS, INC.
March 10, 2022 - September 30, 2022
KOVACK SECURITIES INC.
July 14, 2021 - January 19, 2022
FORESIDE FUND SERVICES, LLC
September 10, 2020 - January 29, 2021
OSAIC SERVICES, INC.
September 9, 2020 - January 29, 2021
WOODBURY FINANCIAL SERVICES, INC.
September 9, 2020 - January 29, 2021
OSAIC SERVICES, INC.
September 9, 2020 - January 29, 2021
OSAIC WEALTH, INC.
September 9, 2020 - January 29, 2021
FSC SECURITIES CORPORATION
July 17, 2020 - August 13, 2020
SECURITIES AMERICA ADVISORS, INC.
July 17, 2020 - August 13, 2020
SECURITIES AMERICA, INC.
March 21, 2018 - July 17, 2020
INVESTACORP ADVISORY SERVICES INC
December 4, 2017 - July 17, 2020
INVESTACORP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 12/6/2022
Municipal Securities Representative ExaminationCurrent Firm
FORESIDE GLOBAL SERVICES, LLC
CRD#: 147382 / SEC#: , 8-67903
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
