Paul Hill
Professional summary
Paul Hill, who also goes by P.j. Hill, Pj Hill, is a registered financial advisor currently at NORTHROCK PARTNERS, LLC located in Minneapolis, Minnesota.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Paul has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Hill's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2021 - Present
NORTHROCK PARTNERS, LLC
Office #1: 225 South Sixth Street Suite 1400, Minneapolis, MN 55402February 26, 2018 - September 9, 2021
WELLS FARGO CLEARING SERVICES, LLC
December 13, 2017 - September 9, 2021
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
NORTHROCK PARTNERS, LLC
CRD#: 167908 / SEC#: 801-78194
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/9/2021)
Exams
Series 7TO
Date: 3/30/2024
General Securities Representative ExaminationCurrent Firm
NORTHROCK PARTNERS, LLC
CRD#: 167908 / SEC#: 801-78194
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,834 |
| AUM (Assets Under Management) | $ 6,596,242,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/05/2024 | ||
| 01/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
