EM
Eric M. Moessing
SEVEN CANYONS ADVISORS
Salt Lake City, UT 84111
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CRD#: 6881347
EM
Professional summary
Eric Mccoy Moessing is a registered financial advisor currently at SEVEN CANYONS ADVISORS, LLC located in Salt Lake City, Utah.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Eric has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SEVEN CANYONS ADVISORS, LLC, INVESTMENT RELATED,22 EAST 100 SOUTH 3RD FLOOR SALT LAKE CITY UT 84111, INVESTMENT ADVISORY, COO, 08/15/2018, 160 HRS/MON, 130 HRS/MON DURING TRADING HOURS. 2. THE ANNADEL GROUP, NOT INVESTMENT RELATED, ADDRESS ON FILE, ASSISTED LIVING, OWNER, 08/15/2018, 40 HRS/MON, 20 HRS/MON DURING TRADING HOURS. 3. SCA 401K Plan, NOT INVESTMENT RELATED,22 EAST 100 SOUTH 3RD FLOORSALT LAKE CITY UT 84111,RETIREMENT PLAN FOR SEVEN CANYONS ADVISORS, INC, TRUSTEE OF SEVEN CANYONS RETIREMENT PLAN, 10/01/2019, 1 HR/MON 1 HR/MON DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Mccoy Moessing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2017 - Present
SEVEN CANYONS ADVISORS, LLC
Office #1: 22 East 100 South 3rd Floor, Salt Lake City, UT 84111RIA
CRD#: 290334
Salt Lake City, UT
Past
November 13, 2018 - April 7, 2025
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
Salt Lake City, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SEVEN CANYONS ADVISORS, LLC
ARK GLOBAL ASSET MANAGEMENT, LLC | SEVEN CANYONS ADVISORS, LLC
CRD#: 290334 / SEC#: 801-112404
RIA
Registered Investment Advisory firm - (2/5/2018 Approved)Utah
Registered Investment Advisory firm - (10/12/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(12/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/26/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SC
SEVEN CANYONS ADVISORS, LLC
ARK GLOBAL ASSET MANAGEMENT, LLC | SEVEN CANYONS ADVISORS, LLC
CRD#: 290334 / SEC#: 801-112404
RIA
Registered Investment Advisory firm - (2/5/2018 Approved)Utah
Registered Investment Advisory firm - (10/12/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
22 East 100 South 3rd Floor, Salt Lake City, UT 84111
Mailing Address
Phone number
(801) 349-2718
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 121,604,728 |
Red Flags
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Company Information
SEVEN CANYONS ADVISORS, LLC
CRD#: 290334Salt Lake City, UT 84111TRUST BUT VERIFY
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