Michael P. Obrien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Obrien, who also goes by Michael Patrick O'brien, Michael O'brien, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2017. Michael had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2018 - December 31, 2018
VIRTUEFI
December 4, 2017 - December 14, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VIRTUEFI
CRD#: 293015 / SEC#:
Contact information
Red Flags
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