Umar Ilyas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Umar Ilyas was a registered financial professional .
Umar is a previously registered financial professional and started their career in finance in 2018. Umar had worked at 3 firms and has passed the Series 63, Series 37, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2022 - April 4, 2022
HAYWOOD SECURITIES (USA) INC.
November 11, 2020 - December 23, 2021
BEACON SECURITIES US LIMITED
January 2, 2018 - May 17, 2018
VIII CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 1/2/2023
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
