Wai Luo

CHIMERA SECURITIES

New York, NY 10003

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CRD#: 6880363

Professional summary

Wai Luo, who also goes by Raymond Luo, is a registered financial professional currently at CHIMERA SECURITIES, LLC located in New York, New York.

Wai is registered as a RR (Registered Representative) and started their career in finance in 2018. Wai has worked at 1 firm and has passed the SIE and Series 57 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Raymond Luo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wai Luo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2018 - Present

CHIMERA SECURITIES, LLC

Office #1: 27 Union Square West 4th Floor, New York, NY 10003

CRD#: 147566

New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 2/3/2018

Securities Trader Exam

SRO Registrations

FINRA

Current Firm

CHIMERA SECURITIES, LLC

CRD#: 147566 / SEC#: , 8-67915

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

27 Union Square West 4th Floor, New York, NY 10003

Mailing Address

27 Union Square West 4th Floor, New York, NY 10003

Phone number

(646) 597-6100

Established

Delaware since 05/30/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
CHIMCAP HOLDINGS LLC	MEMBER
GERSTENBLATT, JARED SCOTT	MANAGING PARTNER	3080361
GRIMALDI, CHRISTOPHER JAYSON	CCO / MANAGING PARTNER	2676681
PETERS, ROBERT WILLIAM	FINOP	1704577

Disclosures

Regulatory Event

Red Flags

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Wai Luo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wai Luo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHIMERA SECURITIES, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 57

Date: 2/3/2018

FINRA

Current Firm

CHIMERA SECURITIES, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CHIMERA SECURITIES, LLC

TRUST BUT VERIFY

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