Stephen A. Hozie

HOZIE CONSULTING

Coppell, TX

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CRD#: 6880294

Professional summary

Stephen Anthony Hozie, who also goes by Steve Hozie, is a registered financial advisor currently at HOZIE CONSULTING located in Coppell, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Stephen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Hozie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hozie Consulting, LLC. Not investment related. 724 Greenway Drive, Coppell, TX 75019. Hozie Consulting, LLC is a TX licensed CPA firm that provides tax preparation services and other accounting and financial analysis services. I started Hozie Consulting, LLC as the President in May 2009, but have only provided services through that entity since 2013. I devote approximately 80 hours per month on these CPA services. Approximately 40 of these hours per month are during securities trading hours. Duties: provide accounting and auditing services, including income tax advice and return preparation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Anthony Hozie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2021 - Present

HOZIE CONSULTING

RIA

CRD#: 310894

Coppell, TX

Past

January 9, 2018 - November 27, 2018

MILLS WEALTH ADVISORS, LLC

RIA

CRD#: 159251

SOUTHLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2017

Uniform Investment Adviser Law Examination

Current Firm

HOZIE CONSULTING

HOZIE CONSULTING | HOZIE CONSULTING, LLC

CRD#: 310894 / SEC#:

Texas

Registered Investment Advisory firm - (1/24/2021 Approved)

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Contact information

Main Address

Coppell, TX

Mailing Address

Phone number

(803) 242-1221

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 13,424,971

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen A. Hozie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Anthony Hozie's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOZIE CONSULTING

MILLS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2017

Current Firm

HOZIE CONSULTING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOZIE CONSULTING

TRUST BUT VERIFY

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