Enrique D. Crawford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Enrique Daniel Crawford, who also goes by Enrique Daniel Ibanez Olartes, was a registered financial professional .
Enrique is a previously registered financial professional and started their career in finance in 2018. Enrique had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2023 - October 13, 2023
ADP BROKER-DEALER, INC.
June 22, 2021 - November 15, 2022
WESBANCO SECURITIES, INC.
June 22, 2021 - November 15, 2022
WESBANCO SECURITIES, INC.
September 3, 2019 - December 1, 2020
U.S. BANCORP INVESTMENTS, INC.
September 3, 2019 - December 1, 2020
U.S. BANCORP INVESTMENTS, INC.
November 26, 2018 - July 19, 2019
EAGLE STRATEGIES LLC
October 9, 2018 - July 19, 2019
NYLIFE SECURITIES LLC
January 30, 2018 - August 11, 2018
EDWARD JONES
January 5, 2018 - August 11, 2018
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
