Ryan Charles
Professional summary
Ryan Charles, who also goes by Ryan Kim Charles, is a registered financial professional currently at FBL MARKETING SERVICES, LLC located in St George, Utah.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2017. Ryan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Charles's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2023 - Present
FBL MARKETING SERVICES, LLC
Office #1: 491 N Bluff St Ste 205, St George, UT 84770April 13, 2023 - June 30, 2023
LONE PEAK ADVISERS
February 4, 2021 - June 30, 2023
TRANSITIONAL BROKER LLC
February 1, 2021 - December 31, 2022
LONE PEAK ADVISERS
March 21, 2018 - December 4, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 27, 2017 - December 4, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2023)
Exams
FINRA
Current Firm
FBL MARKETING SERVICES, LLC
CRD#: 5309 / SEC#: , 8-15855
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | |
| ALDRIDGE, ANTHONY JAMES | CHIEF ACCOUNTING OFFICER | 5999478 |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FBL MARKETING SERVICES, LLC
CRD#: 5309St George, UT 84770TRUST BUT VERIFY
Monitor Ryan Charles
Get automatic monthly alerts on:
