Ryan Charles
Professional Summary
Ryan Charles, who also goes by Ryan Kim Charles, is a registered financial advisor currently at FBL MARKETING SERVICES, LLC located in St George, Utah. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2017. Ryan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ryan Kim Charles
Similar Advisors
RBC CAPITAL MARKETS, LLC
PARK AVENUE SECURITIES LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
FALCON WEALTH PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PARK AVENUE SECURITIES LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
FALCON WEALTH PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PARK AVENUE SECURITIES LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
FALCON WEALTH PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PARK AVENUE SECURITIES LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
FALCON WEALTH PLANNING, LLC
Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
RBC CAPITAL MARKETS, LLC
PARK AVENUE SECURITIES LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
FALCON WEALTH PLANNING, LLC
Current Firm
EQUITRUST MARKETING SERVICES, INC. | PFS SALES, INC | FBL MARKETING SERVICES, LLC | FBL MARKETING SERVICES, INC. | EQUITRUST MARKETING SERVICES, LLC
Contact Information
Main Address
5400 University Avenue, West Des Moines, IA 50266Mailing Address
5400 University Avenue, West Des Moines, IA 50266Phone Number
(515) 225-5400Established
Iowa since 08/15/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | — |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
Regulatory Event
1Similar Advisors
RBC CAPITAL MARKETS, LLC
PARK AVENUE SECURITIES LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
FALCON WEALTH PLANNING, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
RBC CAPITAL MARKETS, LLC
PARK AVENUE SECURITIES LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
FALCON WEALTH PLANNING, LLC
State Registrations and Notice Filings
(9/6/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2017About the Series 6 examSRO Registrations
Similar Advisors
RBC CAPITAL MARKETS, LLC
PARK AVENUE SECURITIES LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
FALCON WEALTH PLANNING, LLC
CRS (Client Relationship Summary) - BD
Click below to view Ryan Charles's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
PARK AVENUE SECURITIES LLC
FISCAL WISDOM WEALTH MANAGEMENT LLC
FALCON WEALTH PLANNING, LLC