Donovan Roberson

PLATFORM WEALTH ADVISORS

Goleta, CA 93117

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CRD#: 6878943

Professional summary

Donovan Roberson, CFP® is a registered financial advisor currently at PLATFORM WEALTH ADVISORS located in Goleta, California.

Donovan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Donovan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donovan Roberson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

April 8, 2024 - Present

PLATFORM WEALTH ADVISORS

Office #1: 70 Santa Felicia Drive, Goleta, CA 93117

RIA

CRD#: 329313

Goleta, CA

Past

May 5, 2022 - April 2, 2024

WALPOLE FINANCIAL ADVISORS, LLC

RIA

CRD#: 135834

GOLETA, CA

Past

May 14, 2019 - April 20, 2022

WORLD INVESTMENT ADVISORS, LLC

RIA

CRD#: 208512

SANTA BARBARA, CA

Past

September 6, 2018 - April 20, 2022

PENSIONMARK SECURITIES, LLC

CRD#: 283952

Santa Barbara, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLATFORM WEALTH ADVISORS

PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC

CRD#: 329313 / SEC#: 801-129811

RIA

Registered Investment Advisory firm - (2/28/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/8/2024)

IAR

Texas
(4/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2018

General Securities Representative Examination

Current Firm

PLATFORM WEALTH ADVISORS

PLATFORM WEALTH ADVISORS | PLATFORM WEALTH MANAGEMENT, LLC

CRD#: 329313 / SEC#: 801-129811

RIA

Registered Investment Advisory firm - (2/28/2024 Approved)

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Contact information

Main Address

6510 S. Millrock Dr, Holladay, UT 84121

Mailing Address

Phone number

(385) 243-0553

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLATFORM WEALTH ADVISORS FORM ADV PART 2A (6/3/2025)

Regulatory assets under management

Total Number of Accounts	557
AUM (Assets Under Management)	$ 328,607,632

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/13/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donovan Roberson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donovan Roberson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALPOLE FINANCIAL ADVISORS, LLC

WORLD INVESTMENT ADVISORS, LLC

PENSIONMARK SECURITIES, LLC

Primary Firm SEC Registration

PLATFORM WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2019

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2018

Current Firm

PLATFORM WEALTH ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PLATFORM WEALTH ADVISORS

TRUST BUT VERIFY

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