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CG

Chad F. Gerbig

NORTHERN LIGHTS DISTRIBUTORS
Elkhorn, NE 68022
Some features on this profile are disabled
CRD#: 6878743
CG

Professional summary

Chad Frederick Gerbig, who also goes by Chad Gerbig, Chad Frederick Gerbig, is a registered financial professional currently at NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska and ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio.

Chad is registered as a RR (Registered Representative) and started their career in finance in 2018. Chad has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chad Gerbig | Chad Frederick Gerbig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chad Frederick Gerbig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2026 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022
BD
CRD#: 126159
Elkhorn, NE
Current

May 22, 2026 - Present

ULTIMUS FUND DISTRIBUTORS, LLC

Office #1: 225 Pictoria Drive Suite 450, Cincinnati, OH 45246
BD
CRD#: 104177
Cincinnati, OH
Past

February 22, 2026 - May 21, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
HONEOYE FALLS, NY
Past

February 18, 2026 - May 21, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
HONEOYE FALLS, NY
Past

January 9, 2026 - January 21, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Honeoye Falls, NY
Past

November 16, 2024 - April 29, 2025

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
HONEOYE FALLS, NY
Past

May 31, 2024 - April 29, 2025

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST CLOUD, MN
Past

July 6, 2021 - May 17, 2024

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
ALBANY, NY
Past

February 3, 2020 - May 26, 2021

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
ALBANY, NY
Past

January 24, 2018 - June 20, 2019

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
WOBURN, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nebraska
(5/22/2026)
RR
New York
(5/22/2026)
RR
Ohio
(5/22/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/15/2024
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/12/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/22/2026
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 12/17/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/26/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/24/2018
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/21/2025
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/3/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/10/2018
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

UF
ULTIMUS FUND DISTRIBUTORS, LLC
ULTIMUS FUND DISTRIBUTORS, LLC

CRD#: 104177 / SEC#: , 8-52643

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
225 Pictoria Drive Suite 450, Cincinnati, OH 45246
Mailing Address
225 Pictoria Drive Suite 450, Cincinnati, OH 45246
Phone number
(513) 587-3400
Established
Ohio since 05/31/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ULTIMUS FUND SOLUTIONS, LLCOWNER
EVANS, GREGORY ASHTONFINANCIAL OPERATIONS PRINCIPAL4850219
GUERETTE, KEVIN MICHAELPRESIDENT2960114
PRESTON, STEPHEN LYNNCHIEF COMPLIANCE OFFICER/AML OFFICER2217795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ULTIMUS FUND DISTRIBUTORS, LLC

CRD#: 104177Elkhorn, NE 68022

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