AK
Alexandra E. Kroot
WEDMONT PRIVATE CAPITAL
Phoenix, AZ
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CRD#: 6878453
AK
Professional summary
Alexandra Eve Kroot, CFP®, who also goes by Alexandra Kroot, Alex Kroot, Lexy Kroot, is a registered financial advisor currently at WEDMONT PRIVATE CAPITAL located in Phoenix, Arizona.
Alexandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Alexandra has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexandra Kroot | Alex Kroot | Lexy Kroot
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: Mourning Sun NON-INVESTMENT/INVESTMENT RELATED: No ADDRESS (City/State): Lancaster, PA NATURE OF BUSINESS: Grief / Events POSITION: Owner/Partner START DATE (Month/Year): 09/2019 APPROXIMATE HOURS PER MONTH: 2 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Help plan grief retreats and events NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED: ADDRESS: Lancaster, PA POSITION: LANDLORD/OWNER START DATE: 8/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Alexandra Eve Kroot's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 26, 2022 - Present
WEDMONT PRIVATE CAPITAL
RIA
CRD#: 305815
Phoenix, AZ
Past
September 4, 2020 - May 4, 2022
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEDMONT PRIVATE CAPITAL
WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC
CRD#: 305815 / SEC#: 801-121179
RIA
Registered Investment Advisory firm - (5/19/2021 Approved)Massachusetts
Registered Investment Advisory firm - (5/28/2021 Terminated)New York
Registered Investment Advisory firm - (5/28/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/3/2021 Terminated)Texas
Registered Investment Advisory firm - (5/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/30/2022)
IAR
Texas(8/26/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/3/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
WEDMONT PRIVATE CAPITAL
WEDMONT PRIVATE CAPITAL | WEDMONT PRIVATE CAPITAL, LLC
CRD#: 305815 / SEC#: 801-121179
RIA
Registered Investment Advisory firm - (5/19/2021 Approved)Massachusetts
Registered Investment Advisory firm - (5/28/2021 Terminated)New York
Registered Investment Advisory firm - (5/28/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/3/2021 Terminated)Texas
Registered Investment Advisory firm - (5/28/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26 South Church Street Suite 1a, West Chester, PA 19382
Mailing Address
Phone number
(610) 885-8200
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,017 |
| AUM (Assets Under Management) | $ 2,370,836,249 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
