Sean Fagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Fagan was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2018. Sean had worked at 6 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2023 - March 9, 2023
AVATAR SECURITIES, LLC
August 12, 2022 - December 21, 2022
RAYMOND JAMES & ASSOCIATES, INC.
August 12, 2022 - December 21, 2022
RAYMOND JAMES & ASSOCIATES, INC.
July 8, 2021 - August 2, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 23, 2021 - August 1, 2022
FIDELITY BROKERAGE SERVICES LLC
November 8, 2019 - April 21, 2021
T3 TRADING GROUP, LLC
January 30, 2018 - October 22, 2019
EDWARD JONES
January 6, 2018 - October 22, 2019
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 12/19/2019
Securities Trader ExamCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
