Theodore E. Svirbly

T.S. FINANCIAL PLANNING

DERRY, NH

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CRD#: 6878087

Professional summary

Theodore Edward Svirbly, who also goes by Ted Svirbly, is a registered financial advisor currently at T.S. FINANCIAL PLANNING located in Derry, New Hampshire.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Theodore has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Svirbly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Theodore Svirbly, Sole Proprietor; Investment Related; Derry, NH; Fixed Insurance; Agent; 01/2025; approximately 60 hrs./month; approximately 60 hrs. during trading; fixed insurance sales and service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Edward Svirbly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2025 - Present

T.S. FINANCIAL PLANNING

RIA

CRD#: 334585

DERRY, NH

Past

April 12, 2022 - March 13, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Past

March 15, 2019 - March 22, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

POUGHKEEPSIE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(6/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 3/15/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 2/28/2019

Securities Industry Essentials Examination

Current Firm

T.S. FINANCIAL PLANNING

T.S. FINANCIAL PLANNING | THEODORE SVIRBLY, SOLE PROPRIETOR

CRD#: 334585 / SEC#:

New Hampshire

Registered Investment Advisory firm - (6/6/2025 Approved)

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Contact information

Main Address

Derry, NH

Mailing Address

Phone number

(845) 303-6221

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Theodore E. Svirbly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Edward Svirbly's CRS (Customer Relationship Summary).

Certified licenses

Experience

T.S. FINANCIAL PLANNING

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2024

Series 63

Date: 4/5/2019

Series 6TO

Date: 3/15/2019

SIE

Date: 2/28/2019

Current Firm

T.S. FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

T.S. FINANCIAL PLANNING

TRUST BUT VERIFY

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